Book (Practical) Politics, economy and society Compliance and risk management of financial institutions

Product description ※Please note that product information is not in full comprehensive meaning because of the machine translation.

Politics, economy and society
What is "compliance risk"? A book to prepare for new risk management. It explains how to read the FSA's Basic Policy on Compliance and Risk Management. It also introduces the relationship with the Japan Exchange Regulation's "Principles for Preventing Misconduct in Listed Companies", "Principles for Responding Misconduct in Listed Companies" and "Principles for Customer-Oriented Business Operations".